Document and Knowledge Management, NZ, NZ Seminars, Practice Management, Practice Management
Tips from an Expert
NZ | Getting ready for your first AML audit
Wednesday 12 June
12.30pm GMT + 12
2pm GMT + 12
Host Venue Details
Kindly Hosted by Hesketh Henry Level 14, PWC Tower, 188 Quay St, Auckland CBD
If you are unable to attend at the host location you can join local members at 18+ regional hubs across Australia and New Zealand or participate online from your desktop.
As an AML Auditor and AML consultant, Karty will contribute her insights from her experience to help prepare you for your first audit. In her previous role at the FMA, Karty reviewed AML audits, conducted onsite regulator monitoring visits and has been involved in issuing warnings under the AML/CFT Act.
In our session Karty will cover:
• What does “good” look like from a regulatory perspective
• Common mistakes and issues for new reporting entities
• How to prepare for and get value from your audit.
Karty Mayne, BAppM, MInsD
Founder of Rosewill Consulting Limited
Karty has over 20 years financial services, management and risk and compliance experience. Karty was previously a Manager in the Supervision Team at the Financial Markets Authority. Karty is a member of the Institute of Directors, Governance NZ and Association of Certificated Anti-Money Laundering Specialists (ACAMS).
1 CPD Unit/ 1 NZ Hour Practice Management and Business Skills
ALPMA Members:Free. Login to Register
Non Members*:$99.00- *Non Members must be eligible to join ALPMA